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Security Audit 2026 Strategy

As a security audit task for the Information Security Division, provide 2026 cases to refer to when conducting on-site audits, along with specific inspection plans (due diligence) that reflect the characteristics of the audit, and provide training to enable improvements after reviewing existing work systems.

1 learners are taking this course

Level Intermediate

Course period 6 months

ISMS-P
ISMS-P
CPPG
CPPG
security training
security training
Engineer information security
Engineer information security
Penetration Testing
Penetration Testing
ISMS-P
ISMS-P
CPPG
CPPG
security training
security training
Engineer information security
Engineer information security
Penetration Testing
Penetration Testing

What you will gain after the course

  • Understanding Security Audit Work

  • Securing the capability to perform information security due diligence and on-site audits

🔐 Financial Sector Security Audit Practical Strategies 2026

Information Security and Privacy Audit Response Training: Learning from Real-World Financial Supervision Cases

📌 Are our organizations truly safe from the items repeatedly pointed out in audits?

Recently, in the financial sector, as supervision over personal information protection and information security has been further strengthened, the adequacy of practical security operating systems and internal controls has become a crucial evaluation factor beyond simple regulatory compliance.

This course is designed to help you understand the key points of security audits based on actual audit findings from financial institutions and learn improvement measures that can be immediately applied in practice. This is a silent course without audio.


🎯 Key Features of the Training

Training focused on actual financial sector audit cases

Based on actual audit cases from financial institutions such as KB Kookmin Bank, Lotte Card, KB Securities, KB Life Insurance, and Samsung Life Insurance, this course provides detailed explanations of security audit perspectives and directions for improvement.

Instead of simple theory, you can learn from a practical perspective by analyzing actual cases to understand
'why they were flagged' and 'how they should be improved.'


📚 Key Educational Content

🔹 Personal Information and Personal Credit Information Management System

  • Operation of Personal Information Management System

  • Personal credit information management procedures

  • Management of personal information storage and destruction

  • Terminal Personal Information Management

  • Methods for detecting and inspecting personal information

🔹 Internal Control and Audit Response

  • Establishing an internal control system

  • Access Authority Management

  • Access Record Management

  • Abnormal Transaction Monitoring

  • Key Checkpoints During Audit

🔹 Outsourcing and Third-Party Management

  • Management of Outsourced Service Providers

  • Management of overseas transfer of personal information

  • Control of provision to third parties

  • Security Inspection of Outsourced Vendors

  • Security Management Agreement Management

🔹 System and Infrastructure Security

  • Server Access Control

  • Database access control

  • Backup and recovery system

  • DR (Disaster Recovery) Training

  • Cloud Security Management

🔹 Development Security and Vulnerability Management

  • Homepage Security

  • Mobile App Security

  • Source code vulnerability management

  • Security Review

  • Operational Transfer Procedures


💡 Key points to learn from actual audit cases

📍 Is the response system for personal information leakage incidents being operated appropriately?

📍 Does the website's privacy policy disclosure meet the legal requirements?

📍 Is the customer information access authority managed according to the principle of least privilege?

📍 Is database access control being operated, including for administrators?

📍 Is there any possibility of bypassing access controls even in a cloud environment?

📍 Is personal information being stored unnecessarily on terminals and file servers?

📍 Does the backup and recovery training reflect the actual operating environment?

📍 Is the management and supervision of outsourcing companies and partners being performed sufficiently?

By analyzing items that are repeatedly identified in audits along with actual cases, you can enhance your practical audit response capabilities.


👨‍💼 Highly recommended for these people!

🎯 Financial institution information security officers

🎯 Privacy Officer

🎯 Internal Audit Manager

🎯 IT Audit Manager

🎯 IT Operations Manager

🎯 Security Operations Center (SOC) Manager

🎯 ISMS-P and Information Security Certification Officers

🎯 Financial Sector Consultant

🎯 Privacy Impact Assessment and Information Security Practitioners


🚀 Competencies you can gain through this training

✔ Improvement in audit response capabilities for financial regulatory authorities

✔ Securing the ability to analyze actual audit cases

✔ Improvement in management levels for personal information and personal credit information

✔ Strengthening internal control system improvement capabilities

✔ Acquisition of practical skills for access rights and access control management

✔ Improvement of outsourcing vendor management and inspection capabilities

✔ Understanding the direction for improving information security operating systems

✔ Pre-prevention of security audit checkpoints and major non-compliance issues


🌟 Why choose this training?

A security audit is not merely a procedure for checking compliance with regulations, but a process to verify whether an organization's information security level and internal control systems are actually operating effectively. Particularly in the financial sector, similar findings are repeatedly occurring across various areas, such as personal information and individual credit information protection, access authority management, outsourced vendor management, database access control, disaster recovery systems, and cloud security.

This course analyzes key cases based on actual audit results and presents both the causes and improvement measures. It supports the establishment of a prevention-oriented security management system as well as audit response. As a program that provides practical insights not only to financial sector information security practitioners but also to privacy officers, internal auditors, and consultants, it helps develop audit response capabilities that can be applied immediately in the field.

Recommended for
these people

Who is this course right for?

  • Information Security Auditor

  • Security officers and security professionals

Need to know before starting?

  • Over 8 years of experience in information security

  • At least 1 year of experience in security auditing

Hello
This is jueygrace

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Reviews

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Rating

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Courses

A top domestic privacy expert with over 8 years of experience in privacy education, advisory, and consulting (performed 1st-tier financial sector ISMS-P/ISO27701/internal audits/regular evaluations; achieved S-grades for all consulting firms in public institution protection level evaluations for 6 years; conducted public institution impact assessments; served as a privacy instructor for major corporations for 3 years; established mid-to-long-term strategies (master plans) for manufacturing companies; and performed AI security reviews/deliberations, etc.)

 

Experience and Performance

 

1. Tutoring

2. Education

3. Consulting

4. Project Design/Support

5. Q&A (Inquiry Response)

6. Task delegation

7. Establishment of procedures

8. Procedure improvement

9. Status survey, diagnosis, and reporting

10. Establishment of plans for introducing new technologies, etc.

11. Establishment of Information Security/Personal Credit Information Protection Master Plan (Establishment of Mid-to-Long-term Strategy)

12. ISMS, ISMS-P evidence preparation and audit response

13. ISO27001, ISO27701 evidence preparation and audit response

14. Preparation of evidence and report writing for Personal Information Protection Level Assessment

15. Cybersecurity Status Assessment

16. Support for the enactment and revision of regulations, guidelines, procedures, manuals, and guides

17. Support for ongoing information security evaluation

18. Personal information leakage incident simulation drill

19. DRP, BCP Business Continuity Drill

20. Establishment of DRP and BCP business continuity plans

21. PbD(Privacy by Design) procedure and system menu planning

22. Establishment of SbD (Security by Design) procedures and security review criteria

23. Establishment and improvement of DevSecOps procedures

24. AI System Security Review

25. AI system personal information protection inspection (customized)

26. Support for pseudonymization, including review of pseudonymization adequacy

27. Designation of pseudonymization officers and definition of business R&R

28. Inspection of the storage and transmission system for personal information in access control systems (smart gates, fingerprint authentication, in-house apps)

29. Promotion, campaign planning and support

30. Planning and production of promotional materials, quizzes, and participatory events

31. Establishment of improvement plans for information security and personal information protection organizations

32. Checking the adequacy of information security and personal information protection budgets and establishing improvement plans

33. Support for collecting opinions on the revision of regulations and procedures, and support for conducting surveys

34. Support for exception handling for non-encrypted personal information and inquiry reason input

35. Support for producing Information Protection Committee reporting materials, preparing agenda for the Personal Information Protection Working-level Council, and supporting the attendance of advisory members

36. Support for personal information processing system inspection

37. Support for creating personal information flow tables and personal information flowcharts

38. Support for H/W and public/private cloud asset identification and establishment of asset classification standards

39. Support for asset C/S/O assessment and risk assessment report preparation

40. Support for drafting protection measures and improvement plan reports

41. BPF malware inspection

42. Inspection of shared folder usage status

43. Creation of critical data flow diagrams

44. Establishment of control system security monitoring plan

45. Support for trustee status investigation

46. Support for status survey of fixed video data processing devices

47. Support for status survey of mobile visual data processing devices

48. Support for personal information file updating survey

49. Support for investigating targets of personal information impact assessments

50. CPO Best Practice Sharing

51. Sharing CEO Best Practices

52. Establishment of open source management guidelines

53. Establishment of cloud management system

54. Vulnerability analysis and evaluation of electronic financial infrastructure

55. Vulnerability analysis and evaluation of critical information and communications infrastructure

56. Security Review Committee

57. Evaluation of the adequacy of firewall and security equipment (WAF, VPN, etc.) policies

58. Investigation of Account and Permission Status and Evaluation of Adequacy

59. Investigation and adequacy assessment of log and backup status

60. Investigation and adequacy assessment of personal information collection, storage, and provision status

61. Investigation of status and adequacy assessment of collection, storage, and provision of critical information

62. Adequacy assessment of security threats and security management for PC integrated security solutions, antivirus, DLP, DRM, data transfer, email, SSO, etc. (Solution bypass)

63. Assessment of Server Access Control and DB Access Control Policy Adequacy

64. Investigation and adequacy assessment of EOS and patch status

65. IP and Port Scanning

66. Investigation and inspection of app personal information protection status

67. Privacy Center Operation

68. 24/365 Personal Information Protection Help Desk Operation

69. Consent withdrawal system planning

70. Personal information inquiry and access system planning

71. Preparation of reporting materials for CISO/CPO/CEO

72. R&D Project

73. Consent form inspection checklist

74. Privacy Policy Review Checklist

75. Children's Privacy Inspection

76. Access log (inquiry, download) misuse and abuse consulting

77. CCTV De-identification Consulting

78. Penetration Testing

79. Web Vulnerability Assessment

80. App Vulnerability Assessment

81. CS Vulnerability Assessment

82. Mock Training

83. Tabletop Exercise (TTX)

84. Network Penetration

85. Inspection of Internal Management Plan Implementation Status

86. Personal information management status inspection

87. Trustee Inspection

88. On-site inspection of trustees

89. Service Security Inspection

90. On-site service security inspection

91. Creation and management of the list of handlers to keep it up to date

92. Review of access rights and establishment of criteria for differential granting

93. Creation of Security Pledge and Personal Information Pledge

94. Establishment and revision of access control policies

95. Personal information meetings, inspections, and support for affiliated and subordinate organizations

96. Discussion of group company personal information protection policies and measures

97. Establishment of personal information destruction plans and investigation of destruction status (destruction methods, destruction results)

98. Review of legal grounds for personal information retention and inspection of separate storage status

99. Establishment of procedures for requesting personal information access and investigation of current status

100. Improvement of procedures and status survey for requests such as viewing personal video information (including objections)

101. Support for applying and improving matters regarding refusal of automated collection and requests for withdrawal of consent, and support for improvement

102. Support for the application and improvement of the right to data portability for personal information

103. Support for personal information processing policy review and improvement measures (appropriateness, understanding, readability, etc.)

104. Personal information collection, use, and provision inquiry consent form review and system consent status check (minimum collection, form review)

105. Investigation of consent status (Investigation of CI/DI collection, comparison of DB storage status, default consent checks, etc.)

106. Personal information file consolidation survey and new personal information file survey

107. Inspection of the appropriateness of the grounds for processing personal information files

108. Review and re-establishment of password creation rules

109. Full investigation of access control (IP, duplicate login restriction, session blocking)

110. Full investigation of encryption status for internal and external transmissions

111. Personal Information Exposure Check

112. Source code inspection

113. Establishment of internal employee personal information management standards (labor-management consultation)

114. Production and design review of personal information processing policies in the form of webtoons, posters, easy-to-understand versions, and versions for children/the elderly and employees

115. Disclosure of outsourcing status via QR, bulletin boards, etc., use of icons and characters, and disclosure of personal information processing policy in mobile environments

116. Appropriateness of personal information consent and agent identity verification during landline processing at call centers, branch offices, etc.

117. Review of appropriateness for recording servers and STT (Speech to Text)

118. Review of the adequacy of transmission and storage for SMS/Email/Notification Talk transmission servers

119. Identification of business processes (by unit task), review of security and personal information protection adequacy

120. Generative AI utilization training and promotion (Cyber Security Diagnosis Day, Personal Information Protection Day)

121. Preparation of Personal Information Protection Master Plan and Personal Information Protection Implementation Plan

122. Support for information disclosure and public data provision tasks

123. Computerization of consent forms (improvement of AlimTalk viewing consent)

124. Review of overseas personal information protection laws

125. Information security inspection for new technology environments and personal information protection inspection business support

126. Support for the task of changing consent forms->information guides

127. Destruction status and appropriateness of destruction (cases of reports due to notifications such as emails to data subjects because data remained)

128. Cases of exposure of resident registration numbers, etc., via email due to employee error (establishment of prevention systems)

129. Establishment and application of procedures to block personal information uploads on internal and external bulletin boards, etc.

130. Consultation on requesting safety measures for the use or provision of personal information for purposes other than intended, or for personal information partnerships, and review of the reply regarding safety measures.

131. Support for trustee contract renewal (contract modification)

132. Comparison of pros and cons for SNS simple login reorganization and change support (SNS simple login vulnerabilities)

133. Vulnerability assessment of identity verification methods such as resident registration cards or mobile phone identity verification (numerous incident cases)

134. Consultation on changes to the division of duties

135. Internal management plan employee training

136. Establishment of reward and incentive plans

137. Support for PET (Privacy Enhancing Tech) implementation and training/consulting on synthetic data

138. Personal information protection consulting in new technology environments (Cloud, 5G, Generative AI, AI systems, drones), etc.

139. Deriving a plan to strengthen personal information security measures

140. Analysis and evaluation of internal management plans

141. Legal Compliance Assessment

142. e-Privacy Plus certification preparation and audit response

143. APEC CBPR certification preparation and audit response

144. CSAP certification preparation and audit response

145. Disclosure of ESG Information Security and Personal Information Protection Activities

146. Preparation and response for research institute institutional evaluation

147. Preparation and response for central administrative agency evaluations

148. Writing news press releases and creating slogans

149. Zero Trust Maturity Assessment

150. Establishment of improvement plans for trustee management

151. CVE Inspection

152. Management of trustee personal information processing flow and provision ledger

153. Investigation and inspection of personal credit information masking status

154. Inspection of wireless LAN usage status

155. Establishment and advancement of security management systems for public/private cloud environments

156. Individual Business Trustee Inspection

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3 lectures ∙ (7min)

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